-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, STbD5FTusTSNSu3t6Nd9521fzFHnZbiiTK7PqbuxGSX/gu6yQhpsDIEHJqFxFtFV VrYT6lg2U4smlQY/OkilDw== 0000950124-01-001092.txt : 20010307 0000950124-01-001092.hdr.sgml : 20010307 ACCESSION NUMBER: 0000950124-01-001092 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010228 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EXCHANGE NATIONAL BANCSHARES INC CENTRAL INDEX KEY: 0000893847 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 431626350 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-49021 FILM NUMBER: 1557004 BUSINESS ADDRESS: STREET 1: P O BOX 688 CITY: JEFFERSON CITY STATE: MO ZIP: 65101 BUSINESS PHONE: 3147616100 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: EXCHANGE NATIONAL BANK OF JEFFERSON CITY CENTRAL INDEX KEY: 0000939206 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 132 EAST HIGH STREET CITY: JEFFERSON CITY STATE: MO ZIP: 65101 BUSINESS PHONE: 5737616100 SC 13G/A 1 c60471sc13ga.txt SCHEDULE 13G, AMENDMENT #5 1 SCHEDULE 13G (RULE 13d-102) Information to be Included in Statements Filed Pursuant to Rule 13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* EXCHANGE NATIONAL BANCSHARES, INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK - $1.00 PAR VALUE - -------------------------------------------------------------------------------- (Title of Class of Securities) 301309100 - -------------------------------------------------------------------------------- (CUSIP Number) - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes). 2 CUSIP NO. 301309100 13G PAGE 2 OF 5 PAGES - -------------------------------------------------------------------------------- 1 Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only) THE EXCHANGE NATIONAL BANK OF JEFFERSON CITY 43-1626351 - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (a) [ ] (See Instructions) (b) [ ] NOT APPLICABLE - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization ORGANIZED UNDER THE LAWS OF THE UNITED STATES - -------------------------------------------------------------------------------- Number of 5 Sole Voting Power Shares 189,140 ----------------------------------------------------- Beneficially 6 Shared Voting Power 21,660 Owned by ----------------------------------------------------- 7 Sole Dispositive Power Each 401,173 ----------------------------------------------------- Reporting 8 Shared Dispositive Power Person With 45,930 - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 447,103 - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] (See Instructions) NOT APPLICABLE - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 15.7% - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) BK - -------------------------------------------------------------------------------- 3 Page 3 of 5 Pages ITEM 1: (a) Name of Issuer: Exchange National Bancshares, Inc. (b) Address of Issuer's Principal Executive Offices: 132 East High Street Jefferson City, Missouri 65101 ITEM 2: (a) Name of Person Filing: This Schedule 13G is filed by the Exchange National Bank of Jefferson City (the "Bank"). (b) Address of Principal Business Office or, if none, Residence: The business address for the Bank is 132 East High Street, Jefferson City, Missouri 65101. (c) Citizenship: The Bank is a national banking association organized under the laws of the United States. (d) Title of Class of Securities: Common stock, par value $1.00 per share. (e) CUSIP No.: 301309 10 0 ITEM 3: If this statement is filed pursuant to Rules 13d-1 (b), or 13d-2 (b), check whether the person filing is a: (a) (X) Bank as defined in Section 3 (a) (6) of the Act. Income Security Act ITEM 4: Ownership (as of December 31, 2000) (a) Amount beneficially owned: 447,103 shares. (b) Percent of class: The shares identified in paragraph (a) above as being beneficially owned by the Bank represent 15.7% of the 2,863,493 shares outstanding on December 31, 2000. (c) Number of shares of which such person has: (I) sole power to vote or to direct the vote: 189,140 shares. 4 Page 4 of 5 Pages (ii) shared power to vote or to direct the vote: 21,660 shares. (iii) sole power to dispose or to direct the disposition of: 401,173 shares. (iv) shared power to dispose or to direct the disposition of: 45,930 shares. ITEM 5: Ownership of Five Percent or Less of a Class. Not applicable. ITEM 6: Ownership of More than Five Percent on Behalf of Another Person. Of the shares reported in this Schedule 13G, 190,469 shares are held by the Bank as trustee of the Exchange National Bank of Jefferson City Profit-Sharing Trust for the benefit of that trust's participants, as to which shares the Bank has sole investment power but no voting power. The remaining 256,634 shares reported in this Schedule 13G are held by the Bank as trustee or co-trustee, personal representative or administrator under various individual trusts and estates that exist for the benefit of the respective beneficiaries identified by the applicable trust or estate documentation, as to which shares the Bank has sole voting power as to 189,140 shares, shared voting power as to 21,660 shares, sole investment power as to 210,704 shares, and shared investment power as to 45,930 shares. ITEM 7: Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable. ITEM 8: Identification and Classification of Members of the Group. Not applicable. ITEM 9: Notice of Dissolution of Group. Not applicable. 5 Page 5 of 5 Pages ITEM 10: Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 13, 2001 EXCHANGE NATIONAL BANK OF JEFFERSON CITY By The Exchange National Bank of Jefferson City BY /s/ David T. Turner ----------------------------------- David T. Turner President 6 INFO FOR SCHEDULE 13G (AS OF 12/31/00) SECURITIES AND EXCHANGE COMMISSION Exchange National Bancshares Held By Bank as Sole Trustee, Sole Personal Representative or Sole Administrator and may be voted per Stinson, Mag & Fizzell (Howard H. Mick) letter dated 5/30/97.
SHARES TRUST ACCOUNT ------ ------------- 4,320 Trust u/w John N. Bauer 4,860 Harold J. & Mildred Renn Trust 3,924 Lisa B. Dulle Trust Sole Vote & Sole 5,430 Rosanna Vilm Trust Disposition 21,118 Frank Railton Trust A 14,914 Frank Railton Trust B 77,820 Frank Railton Trust C 720 James H. Schulte Irrev. Life Insurance Trust 38,262 City National ESOP (Not included in above referenced letter 190,469 Profit Sharing Trust -------------- 361,837 TOTAL
Exchange National Bancshares held by Bank Trust Department which are voted by Authorization of the Trust Agreement. Bank has Dispositive powers.
SHARES TRUST ACCOUNT ------ ------------- 30,000 Alice M. Dulle Trust 3,420 Venita H. Miller Trust 3,780 Nona W. Miller Trust Sole Vote & Sole 1,656 Joseph J. Mayer Education Trust Disposition 480 Mildred B. Rich Trust -------------- 39,336 TOTAL
7 Exchange National Bancshares held by Bank as Trustee for Individual Retirement Trust Accounts with shares voted by Grantor of Trust as Authorized by Trust Agreement. Bank does not have dispositive powers
SHARES TRUST ACCOUNT ------ ------------- 4,200 Herbert Logan IRA 3,770 Loretta Schubert IRA 3,378 Gerald W. Abbott IRA 15,300 Hugh A. Hutinger IRA 600 Shirley A. Hutinger IRA 1,590 Ruth E. Heidbreder IRA 9,140 Beverly J. Lewis IRA 23,718 James R. Loyd IRA 770 Nina M. Brunk IRA 3,008 Mary A. Ambler IRA 356 Jana L. Hayes IRA 494 Margaret R. Schulte IRA 4,910 Shirley L. Murphy IRA 2,952 Roderick O. Bruns IRA 1,944 Margaret L. Voss IRA No Vote and No Disposition 15,466 Alfred E. Ehrhardt IRA 926 Brian J. Berhorst IRA 434 Doris Brendel IRA 654 Judy A. Roethemeyer IRA 444 Denise J. Wolfe IRA 144 Jennifer Farris IRA 6,736 Carolyn LePage IRA 20 Eileen A. Cremer IRA 200 James L. Vossen IRA 178 Beverly J. Lewis IRA 482 Richard Clarkston 154 Rosina Loethen 7,183 Phillip D. Freeman 8,642 Lois Garnett 366 Stephanie Cortvrient 21,661 Charles G. Dudenhoeffer, Jr. -------------- 139,820 TOTAL
8 Exchange National Bancshares held by Trust Department with Co-Trustee
SHARES TRUST ACCOUNT ------ ------------- No vote - Shares not held 5,550 Vic P. Agee Trust solely by Bank: 9,000 Trust u/w Margaret M. Scruggs Co-Trustee Votes. Shared 1,350 Trust u/w Cliff G. Scruggs Disposition 8,370 John C. Scruggs Trust u/w FBO Helen E. Scruggs -------------- 24,270 TOTAL
Exchange National Bancshares held by Trust Department with shared investment and shared voting powers with Co-Trustee
SHARES TRUST ACCOUNT ------ ------------- Shared vote & Shared 21,660 Hugo Bernel Ochsner Trust u/a 11/17/92 Disposition
Shares not used for Schedule 13G
SHARES TRUST ACCOUNT ------ ------------- No Vote & No Disposition 1,656 Riverview Cemetery Association Trust (No voting - No Dispositive) 75,380 Julian A. Ossman Trust ( No Voting - No Dispositive -------------- 77,036 TOTAL
Exchange National Bancshares held by Trust Department which can be voted but no dispositive power. Trust Agreement states that stock is to be held. No power to vote. Will vote per Howard Mick letter dated 5/30/97
SHARES TRUST ACCOUNT ------ ------------- Sole Vote & No Disposition 16,698 Trust u/w Celeste P. Thomas
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